Demonstration of FINRA’s Machine-Readable Rulebook Initiative
Talkat Open Source in Finance Forum New York 2022 · on Thursday, 2022-12-08· at 11:55· HALL 2, New York, NY, USA·
summary
FINRA launches a prototype machine‑readable rulebook that pairs a manually built regulatory taxonomy with a web search UI and a consumable rulebook API so firms can map rules to internal policies and get automated change notices via the new notification API. The pilot covers 40 FINRA rules that account for about half of rulebook visits, tags obligations line‑by‑line (attorneys review), avoids interpretive tagging, and opened a public comment period after the October 21 launch.
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chapters (6)
- 0:00FINRA’s machine-readable rulebook
- 1:51Project goals and use cases
- 6:02Live demo of rulebook tool
- 19:32API and machine-readable features
- 23:47Next steps and feedback
- 25:33Q&A
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