AI & Future of Regulation: Adapting Securities & Exchange Commission for Digital Era
summary
SEC describes concrete builds and pilots: a e-secure credentialing system, API Marketplace, Carol chatbot and a SECCHECK app, plus an open finance and regulatory sandbox that onboarded the GCash app to give broker access to roughly 80 million users. AI is deployed for anomaly detection, compliance monitoring and market-abuse prediction but regulators insist on human oversight, plan rules for robo‑advisors, run GFIN tech sprints tackling greenwashing, and favor light regulation that preserves innovation while enforcing accountability.
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chapters (8)
- 0:00AI and SEC regulation
- 1:12Digital era challenges for SEC
- 2:16Fintech innovation office
- 3:59AI in SEC regulation
- 5:24SEC’s digital infrastructure
- 8:13Regulating AI
- 10:19Global AI regulation
- 11:21Key takeaways and balancing innovation with regulation
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